Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CBOE-2025-014: March 5, 2025; The Exchange proposes to amend Rule 4.3 to permit the listing of options on Commodity-Based Trust Shares.
SR-CBOE-2025-011: February 26, 2025; The Exchange proposes to amend Rule 4.13 to allow for expiring non-Volatility A.M.-settled index options to trade until the exercise settlement value is determined on the expiration date.
SR-CBOE-2025-008 Amendment No. 1: February 6, 2025; The Exchange proposes an amendment to SR-CBOE-2025-008.
SR-CBOE-2025-008: February 5, 2025; The Exchange proposes to amend Rule 4.3, to allow the Exchange to list and trade options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and any trust that holds ether (collectively, the “Ethereum Funds”).
SR-CBOE-2025-004: February 14, 2025; The Exchange proposes to list CBTX and MBTX options that are P.M.-settled with daily expirations.
SR-CBOE-2024-047 Amendment No. 2: January 23, 2025; The Exchange proposes a second amendment to SR-CBOE-2024-047.
SR-CBOE-2024-047 Amendment No. 1: December 20, 2024; The Exchange proposes an amendment to SR-CBOE-2024-047.
SR-CBOE-2024-047: October 11, 2024; The Exchange proposes to amend its Rules regarding the types of complex orders available for flexible exchange options trading at the Exchange.
SR-CBOE-2024-042: September 17, 2024; The Exchange proposes to amend its Rules to permit orders comprised of options and futures legs (“future-option orders”).
SR-CBOE-2024-036 Amendment No. 1: January 21, 2025; The Exchange proposes an amendment to SR-CBOE-2024-036.
SR-CBOE-2024-036: August 19, 2024; The Exchange proposes to list options on Ethereum ETFs.

Approved and Immediately Effective Rule Changes

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SR-CBOE-2025-015: March 10, 2025; The Exchange proposes to amend Rules 8.16 and 9.2 related to the production of an annual report from Trading Permit Holders to the Exchange.
SR-CBOE-2025-013: February 25, 2025; The Exchange proposes to amend its rules related to the Preferred Market-Maker (“PMM”) participation entitlement.
SR-CBOE-2025-010: February 13, 2025; The Exchange proposes to amend its fee schedule to adopt fees for Cboe Timestamping Service reports.
SR-CBOE-2025-009: February 12, 2025; The Exchange proposes to amend its Fees Schedule to adopt a Global Trading Hours (“GTH”) Surcharge fee applicable to certain Market-Maker transactions in Mini-SPX Index (“XSP”) options and to amend certain Lead Market-Maker (“LMM”) Incentive Programs.
SR-CBOE-2025-005: February 3, 2025; The Exchange proposes to amend the fee for the Cboe Legacy Silexx Basic platform.
SR-CBOE-2025-003: January 10, 2025; The Exchange proposes to adopt Cboe Timestamping Service which is a market data service comprised of two distinct market data reports.
SR-CBOE-2025-002: January 8, 2025; The Exchange proposes to permit TPHs to opt out of systematic adjustment of AIM auction price if outside of NBBO upon receipt.
SR-CBOE-2025-001: January 2, 2025; The Exchange proposes to amend fees for the Cboe Legacy Silexx platform versions.