Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

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SR-CBOE-2024-047 Amendment No. 1: December 20, 2024; The Exchange proposes an amendment to SR-CBOE-2024-047.
SR-CBOE-2024-047: October 11, 2024; The Exchange proposes to amend its Rules regarding the types of complex orders available for flexible exchange options trading at the Exchange.
SR-CBOE-2024-042: September 17, 2024; The Exchange proposes to amend its Rules to permit orders comprised of options and futures legs (“future-option orders”).
SR-CBOE-2024-036 Amendment No. 1: January 21, 2025; The Exchange proposes an amendment to SR-CBOE-2024-036.
SR-CBOE-2024-036: August 19, 2024; The Exchange proposes to list options on Ethereum ETFs.

Approved and Immediately Effective Rule Changes

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SR-CBOE-2022-062: December 27, 2022; The Exchange proposes to amend Rule 5.24(e).
SR-CBOE-2022-061: December 12, 2022; The Exchange proposes to update its Fees Schedule.
SR-CBOE-2022-059: November 14, 2022; The Exchange proposes to amend the short term option program.
SR-CBOE-2022-058: November 11, 2022; The Exchange proposes to amend Rule 10.3 regarding margin requirements.
SR-CBOE-2022-056: October 31, 2022; The Exchange proposes to update its Fees Schedule.
SR-CBOE-2022-055: October 24, 2022; The Exchange proposes to renew an existing pilot program until May 8, 2023.
SR-CBOE-2022-054: October 24, 2022; The Exchange proposes to extend the operation of its SPXPM pilot program.
SR-CBOE-2022-053: October 24, 2022; The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
SR-CBOE-2022-052: October 3, 2022; The Exchange proposes to update its Fee Schedule.
SR-CBOE-2022-051 Amendment No. 2: May 16, 2023; The Exchange proposes a second amendment to SR-CBOE-2022-051.
SR-CBOE-2022-051 Amendment NO. 1: April 10, 2023; The Exchange proposes an amendment to SR-CBOE-2022-051.
SR-CBOE-2022-051: October 3, 2022; The Exchange proposes to amend its rules relating to the processing of auction responses.
SR-CBOE-2022-049: September 26, 2022; The Exchange proposes to amend its Facility Fees section in the Fees Schedule in connection with the Exchange’s new trading floor.
SR-CBOE-2022-048: September 20, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-047: September 15, 2022; The Exchange proposes a rule change to add a field that can be changed using clearing editor.
SR-CBOE-2022-046: September 14, 2022; The Exchange proposes a rule change to amend the drill-through protection and limit fat finger check.
SR-CBOE-2022-044: September 1, 2022; The Exchange proposes to amend its Fees Schedule relating to the sale of Open-Close volume data.
SR-CBOE-2022-043: August 25, 2022; The Exchange proposes to amend its Rule relating to minimum Market-Maker quote size.
SR-CBOE-2022-041 Amendment No. 1: September 14, 2022; The Exchange proposes an amendment to SR-CBOE-2022-041.
SR-CBOE-2022-041: August 4, 2022; The Exchange proposes to amend Rule 5.34(b) related to price protections and risk controls for complex orders.
SR-CBOE-2022-040: July 29, 2022; The Exchange proposes to amend the short term option series program.
SR-CBOE-2022-039: July 21, 2022; The Exchange proposes to amend Rule 4.13.
SR-CBOE-2022-038: July 7, 2022; The Exchange proposes a rule change to describe impact on priority of cancel/replace orders.
SR-CBOE-2022-036: July 7, 2022; The Exchange proposes to amend Rule 5.6 and Rule 5.33 to allow Delta-Adjusted at Close orders to be submitted in equity options.
SR-CBOE-2022-035: June 30, 2022; The Exchange proposes to amend Rule 5.22 to remove certain references to the Market-Wide Circuit Breaker program.
SR-CBOE-2022-034: June 30, 2022; The Exchange proposes to update its Fees Schedule in connection with the Exchange’s plans to list and trade FLexible EXchange index options with an index multiplier of one (“FLEX Micro Options”).
SR-CBOE-2022-028: June 9, 2022; The Exchange proposes to extend the temporary remote inspection relief for Trading Permit Holder’s office inspections for calendar years 2020 and 2021 to include calendar year 2022 through December 31, 2022.
SR-CBOE-2022-027: June 3, 2022; The Exchange proposes to amend Rule 5.4.
SR-CBOE-2022-025: June 1, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-024: May 23, 2022; The Exchange proposes to amend its Rules regarding complex orders.
SR-CBOE-2022-023: May 2, 2022; The Exchange proposes to amend its Fees Schedule relating to the sale of Open-Close volume data.
SR-CBOE-2022-022: April 25, 2022; The Exchange proposes to update its Fees Schedule in connection with the launch of the Curb Trading Hours Session.
SR-CBOE-2022-021: April 20, 2022; The Exchange proposes to renew an existing pilot program until November 7, 2022.
SR-CBOE-2022-020: April 20, 2022; The Exchange proposes to extend the operation of its Flexible Exchange Options pilot program regarding permissible exercise settlement values for FLEX Index Options.
SR-CBOE-2022-019: April 20, 2022; The Exchange proposes to extend the operation of its SPXPM pilot program.
SR-CBOE-2022-018: April 11, 2022; The Exchange proposes to amend Exchange Rule 5.22 to make permanent the Market-Wide Circuit Breaker pilot program.
SR-CBOE-2022-017: April 1, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-016: April 1, 2022; The Exchange proposes to amend the fees applicable to various market data products.
SR-CBOE-2022-014: March 23, 2022; The Exchange proposes to update its Fees Schedule in connection with its plans to list and trade Nanos S&P 500 Index options.
SR-CBOE-2022-013: March 17, 2022; The Exchange proposes to extend the pilot period related to the market-wide circuit breaker in Rule 5.22 to April 18, 2022.
SR-CBOE-2022-012: March 15, 2022; The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.
SR-CBOE-2022-011: March 14, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-009: March 25, 2022; The Exchange proposes to amend Rule 4.3.06 to allow the Exchange to list and trade options on the Goldman Sachs Physical Gold ETF (“AAAU”).
SR-CBOE-2022-008: March 1, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-006: February 17, 2022; The Exchange proposes to modify how Drill-Through Price protection applies to orders submitted by a User when multiple Stop Orders and Stop-Limit Orders are triggered by the same price.
SR-CBOE-2022-005 Amendment No. 1: April 6, 2022; The Exchange proposes an amendment to SR-CBOE-2022-005.
SR-CBOE-2022-005: February 8, 2022; The Exchange proposes to permit P.M.-settled S&P 500 Index options that expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program.
SR-CBOE-2022-004: February 2, 2022; The Exchange proposes to amend its Fees Schedule.
SR-CBOE-2022-003: January 11, 2022; The Exchange proposes a rule change to update the obvious error rule.
SR-CBOE-2022-002: January 11, 2022; The Exchange proposes to amend its Fees Schedule with respect to its FINRA Non-Member Processing registration fee.