Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| DECU | AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF |
| KDEC | Innovator U.S. Small Cap Power Buffer ETF - December |
| NOVM | FT Vest U.S. Equity Max Buffer ETF - November |
| NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
| PBFR | PGIM Laddered Fund of Buffer 20 ETF |
| ZDEK | Innovator Equity Defined Protection ETF - 1 Yr December |