Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CBOE-2024-047
- October 11, 2024
- The Exchange proposes to amend its Rules regarding the types of complex orders available for flexible exchange options trading at the Exchange.
- SR-CBOE-2024-042
- September 17, 2024
- The Exchange proposes to amend its Rules to permit orders comprised of options and futures legs (“future-option orders”).
- SR-CBOE-2024-036
- August 19, 2024
- The Exchange proposes to list options on Ethereum ETFs.
Approved and Immediately Effective Rule Changes
- SR-CBOE-2024-056
- December 13, 2024
- The Exchange proposes to adopt new market data reports.
- SR-CBOE-2024-055
- December 11, 2024
- The Exchange proposes to update its Fees Schedule in connection with its plans to list and trade options that overlie the Cboe Bitcoin U.S. ETF Index and the Cboe Mini Bitcoin U.S. ETF Index.
- SR-CBOE-2024-053
- November 27, 2024
- The Exchange proposes to amend Rule 5.1.
- SR-CBOE-2024-052
- November 22, 2024
- The Exchange proposes to amend auction response and execution price cap for AIM And SAM auctions.
- SR-CBOE-2024-051
- November 21, 2024
- The Exchange proposes to list options on certain Bitcoin Funds.
- SR-CBOE-2024-050
- November 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-049
- October 22, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CBOE-2024-048
- October 18, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CBOE-2024-044
- October 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-043
- September 18, 2024
- The Exchange proposes to amend its rules to permit the listing and trading of options based on 1/100 of the value of the Nasdaq-100 Index® (“Nasdaq-100”).
- SR-CBOE-2024-041
- October 11, 2024
- The Exchange proposes a rule change with respect to amendments to the Seventh Amended and Restated Bylaws.
- SR-CBOE-2024-040
- September 6, 2024
- The Exchange proposes to amend the Short Term Option Series Program in Rule 4.5(d).
- SR-CBOE-2024-039
- September 3, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-038
- August 22, 2024
- The Exchange proposes to amend its fee schedule entitled Consolidated Audit Trail Funding Fees.
- SR-CBOE-2024-037
- August 15, 2024
- The Exchange proposes to adopt a fee schedule entitled “Consolidated Audit Trail Funding Fees.”
- SR-CBOE-2024-035 Amendment No. 3
- October 10, 2024
- The Exchange proposes a third amendment to SR-CBOE-2024-035.
- SR-CBOE-2024-035 Amendment No. 2
- September 30, 2024
- The Exchange proposes a second amendment to SR-CBOE-2024-035.
- SR-CBOE-2024-035
- August 19, 2024
- The Exchange proposes to list options on bitcoin-ETFs.
- SR-CBOE-2024-034 Amendment No. 1
- September 13, 2024
- The Exchange proposes an amendment to SR-CBOE-2024-034.
- SR-CBOE-2024-034
- August 2, 2024
- The Exchange proposes to list P.M.-settled broad-based index options with expirations on the Third Friday-of-the-month.
- SR-CBOE-2024-033
- August 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-032
- July 10, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-031
- July 3, 2024
- The Exchange proposes to reduce the length of time between the end of its current global trading hours session and the beginning of its regular trading hours session.
- SR-CBOE-2024-030
- July 1, 2024
- The Exchange proposes to amend the strike interval for options on SPDR® Gold Shares.
- SR-CBOE-2024-028
- June 13, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CBOE-2024-027
- June 12, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-025
- June 3, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CBOE-2024-022
- June 12, 2024
- The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 3.33.01.
- SR-CBOE-2024-021
- May 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-020
- April 15, 2024
- The Exchange proposes to amend the Short Term Options Series Program in Rule 4.5(d).
- SR-CBOE-2024-019
- April 10, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-017
- April 1, 2024
- The Exchange proposes to amend fees for the Cboe Silexx platform.
- SR-CBOE-2024-015 Amendment No. 1
- April 4, 2024
- The Exchange proposes an amendment to SR-CBOE-2024-015.
- SR-CBOE-2024-015
- March 19, 2024
- The Exchange proposes to amend Rule 5.33.
- SR-CBOE-2024-014
- March 18, 2024
- The Exchange proposes to update its Fees Schedule in connection with the Exchange’s plans to list and trade options that overlie a reduced value of the MSCI World Index, the full value of the MSCI ACWI Index, and a reduced value of the MSCI USA Index.
- SR-CBOE-2024-013
- March 7, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-012
- March 5, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-010
- February 29, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-006 Amendment No. 1
- January 17, 2024
- The Exchange proposes an amendment to SR-CBOE-2024-006.
- SR-CBOE-2024-006
- January 10, 2024
- The Exchange proposes to permit the Exchange to list options on the MSCI World Index (1/100th), the MSCI ACWI Index, and the MSCI USA Index (1/100th).
- SR-CBOE-2024-004
- January 3, 2024
- The Exchange proposes to exclude ISOs from the drill-through protection.
- SR-CBOE-2024-002
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CBOE-2024-001
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.