Cboe Equities Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CboeEDGA-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-CboeEDGA-2024-025
- June 13, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGA-2024-024
- June 12, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGA-2024-023
- June 10, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGA-2024-022
- June 7, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGA-2024-020
- June 3, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGA-2024-017
- May 29, 2024
- The Exchange proposes to amend Interpretation and Policy .03 to Rule 11.10 to provide an additional, optional risk setting to Members and Clearing Members.
- SR-CboeEDGA-2024-016
- June 12, 2024
- The Exchange proposes to amend its rules relating to the Continuing Education for Registered Persons as provided under Exchange Rule 2.16.01.
- SR-CboeEDGA-2024-015
- May 10, 2024
- The Exchange proposes to amend Rule 11.11 to describe the manner in which the Exchange processes executions in securities priced below $1.00 received from away Trading Centers priced in fractional pennies.
- SR-CboeEDGA-2024-011
- April 1, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGA-2024-010
- March 19, 2024
- The Exchange proposes to amend Rule 2.8, related to the voluntary termination of rights as an Exchange Member.
- SR-CboeEDGA-2024-008
- March 19, 2024
- The Exchange proposes to introduce a new connectivity offering.
- SR-CboeEDGA-2024-007
- March 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGA-2024-005
- February 7, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGA-2024-001
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.