Cboe Options Exchanges Disciplinary Actions

File No. URE-388-01/Star No. 20230771525-01; Global Execution Brokers, LP
March 31, 2026
Letter of Consent; Cboe Rule 8.2 - Adherence to Law; SEC Rule 15c3-5 - Risk Management Controls for Brokers or Dealers with Market Access, promulgated under the Securities Exchange Act of 1934, as amended
File No. URE-451-01/Star No. 20240801476-01; SRT Securities LLC
February 2, 2026
Letter of Consent; Cboe Rules 3.30 - Qualification and Registration of Trading Permit Holders and Associated Persons/Registration Requirements; 3.37 - Registration and Termination of Representatives; and 3.31(b)(2) - Registration Categories